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Deriving the Distribution

Counting States for Fermions

To understand how electrons arrange themselves in a material, we can't just toss them into energy levels randomly. Electrons are fermions, which means they are governed by the Pauli Exclusion Principle: no two electrons can occupy the same quantum state. They are also indistinguishable. You can't label one electron 'Alice' and another 'Bob' and track them. If you swap two electrons, the system is fundamentally unchanged.

These two rules—single occupancy and indistinguishability—are the keys to their statistical behaviour. Imagine you have a handful of available energy states, like seats in a tiny cinema, and a group of electrons, the audience. How many ways can you seat them? Unlike classical particles (which are distinguishable, like people with assigned tickets), with electrons, it only matters which seats are taken, not who is in them.

Let's say we have gig_i available states at a certain energy level EiE_i, and we want to place nin_i electrons into them. Because of the exclusion principle, we must have nigin_i \le g_i. The number of ways to do this is a classic combinatorics problem: choosing nin_i states to be occupied from a total of gig_i available states. The formula for this is "gig_i choose nin_i".

Ωi=(gini)=gi!ni!(gini)!\Omega_i = \binom{g_i}{n_i} = \frac{g_i!}{n_i!(g_i-n_i)!}

To find the total number of ways Ω\Omega to arrange all the electrons across all energy levels, we multiply the possibilities for each level.

Ω=iΩi=igi!ni!(gini)!\Omega = \prod_i \Omega_i = \prod_i \frac{g_i!}{n_i!(g_i-n_i)!}

Maximising the Probability

In statistical mechanics, the most probable distribution of particles is the one with the largest number of possible arrangements, or microstates (Ω\,\Omega\,). It's easier to work with the logarithm of Ω\Omega, because it turns the products into sums and allows us to use for the factorials, since we're dealing with very large numbers of particles and states.

Applying Stirling's approximation to ln(Ω)\ln(\Omega) gives us:

ln(Ω)i[giln(gi)niln(ni)(gini)ln(gini)]\ln(\Omega) \approx \sum_i [g_i \ln(g_i) - n_i \ln(n_i) - (g_i - n_i) \ln(g_i - n_i)]

We want to find the set of occupation numbers nin_i that maximises this expression. However, we have two constraints:

  1. The total number of particles is constant: ini=N\sum_i n_i = N.
  2. The total energy of the system is constant: iniEi=U\sum_i n_i E_i = U.

To handle this constrained maximisation, we use the method of Lagrange multipliers introducing multipliers α\alpha and β\beta. We want to maximise the following function FF:

F=ln(Ω)α(iniN)β(iniEiU)F = \ln(\Omega) - \alpha \left(\sum_i n_i - N\right) - \beta \left(\sum_i n_i E_i - U\right)

We find the maximum by taking the partial derivative of FF with respect to each nin_i and setting it to zero: Fni=0\frac{\partial F}{\partial n_i} = 0. After some algebra, this leads to a simple relationship for the occupation number nin_i for each state gig_i.

The Fermi-Dirac Function

Solving the maximisation problem yields the most probable occupation number nin_i for an energy level EiE_i. We define the average occupancy of a single state at that energy level, f(Ei)f(E_i), as the ratio ni/gin_i/g_i. This gives us the final form of the Fermi-Dirac distribution:

f(E)=nigi=1eα+βE+1f(E) = \frac{n_i}{g_i} = \frac{1}{e^{\alpha + \beta E} + 1}

Through deeper thermodynamic connections, these multipliers can be identified. The parameter β\beta is related to temperature, where β=1/(kBT)\beta = 1/(k_B T). The parameter α\alpha is related to the μ\mu, where α=μ/(kBT)\alpha = -\mu/(k_B T). The chemical potential represents the energy required to add one more particle to the system while keeping temperature and volume constant.

Substituting these in gives the familiar form of the Fermi-Dirac function:

f(E)=1e(Eμ)/(kBT)+1f(E) = \frac{1}{e^{(E - \mu)/(k_B T)} + 1}

This function has a distinct shape. At absolute zero (T=0T=0 K), it's a perfect step function: all states with energy below the chemical potential are 100% occupied (f(E)=1f(E)=1), and all states above it are 100% empty (f(E)=0f(E)=0). As temperature increases, the step smooths out into a curve. States near the chemical potential have a chance of being either occupied or empty, creating a 'thermal tail' of excited electrons.

Crucially, for any temperature above absolute zero, the probability of a state at the exact chemical potential being occupied is always 50%, since e0=1e^0 = 1.

Comparison with Classical Statistics

How does this differ from classical Maxwell-Boltzmann statistics? Maxwell-Boltzmann applies to identical but distinguishable particles where any number of particles can occupy a single state. Its distribution function is:

fMB(E)=e(Eμ)/(kBT)f_{MB}(E) = e^{-(E-\mu)/(k_B T)}
FeatureFermi-Dirac StatisticsMaxwell-Boltzmann Statistics
Particle TypeIndistinguishable FermionsDistinguishable Classical Particles
Occupancy RuleMax one per state (Pauli Principle)Unlimited per state
High Energy LimitApproaches MB distributionN/A
Low TemperatureSharp step-function distributionNo sharp cutoff
Key ApplicationElectrons in metals, semiconductorsIdeal gases

Notice that when the energy EE is much larger than the chemical potential μ\mu, the +1+1 in the denominator of the Fermi-Dirac function becomes negligible. In this high-energy limit, the Fermi-Dirac distribution simplifies to look just like the Maxwell-Boltzmann distribution. This makes sense: at very high energies, states are so sparsely occupied that the chance of two electrons wanting the same state is almost zero. The Pauli Exclusion Principle becomes less relevant, and the fermions start to behave more like classical particles.

Time to check your understanding of the Fermi-Dirac distribution.

Quiz Questions 1/5

Which two fundamental properties of electrons determine their statistical arrangement in a material, as described by Fermi-Dirac statistics?

Quiz Questions 2/5

At absolute zero (T = 0 K), what is the probability that an energy state with energy E less than the chemical potential μ (E < μ) is occupied by an electron?

This derivation is the mathematical foundation for understanding the behaviour of electrons in solids, which is essential for designing everything from transistors to solar cells.